Douglas A. Hallett, CPA, CISA,
Doug is a Director in PwC's US Financial Services Internal Audit Service
practice. He has over 13 years of experience in professional services, helping
clients solve governance, regulatory compliance, internal audit, internal
controls, and IT related challenges.
Doug has experience working with large global banks, smaller regional banks,
as well as non-bank financial service institutions. In recent years he has
spent the majority of his time helping clients address regulatory compliance
challenges in lending and servicing. Doug has led numerous projects
related to consumer compliance and protection including topics such as
Compliance Management (CMS), Consumer Complaint Management, and Third-Party Risk
Management. In addition, he has helped multiple institutions assess and
enhance practical governance and risk management functions to align with the
organization’s business, size, and complexity considering regulatory
expectations and industry practices.
Doug also has extensive experience with internal controls over financial
reporting (ICFR). He has led projects to assist management with the
development and implementation of an ICFR program and external audit teams
responsible for testing the design and effectiveness of internal controls.
Doug earned his MS Accounting from the University of North Carolina, Chapel
Hill. He received his BA Finance and BA Management Information Systems from
Virginia Tech. Doug is a Certified Public Accountant licensed in Pennsylvania
and North Carolina. He is also a Certified Information Systems Auditor (CISA)
and a Certified Financial Services Auditor (CFSA).